where there are adverse effects to the public or the economy, the SEC Board has the powers to instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages
where there are adverse effects to the public or the economy, the SEC Board has the powers to instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages
SEC, to protect investors from all risks or shield them against investment losses. The main objective of the SEC is rather to ensure fair treatment and that investors have sufficient tools to protect
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity