possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders fairly. The role, duties and responsibility of directors/ executives The board of
SEC, to protect investors from all risks or shield them against investment losses. The main objective of the SEC is rather to ensure fair treatment and that investors have sufficient tools to protect
person to sign on the letter notifying the SEC of the name of the company secretary and the document storage location? A: Yes, preferably attached with the power of attorney. In any case, the previous one
person to sign on the letter notifying the SEC of the name of the company secretary and the document storage location? A: Yes, preferably attached with the power of attorney. In any case, the previous one
Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission Legal Officer, Bank of Thailand Attorney, Bangkok Bank Public Company Limited Mrs
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity