livelihoods and increase prosperity Ensuring environmental stewardship towards a zero-carbon society We are committed to preserving and reducing the impact of climate change B e a B a n k o f S u s t a i n a b

Announcement of RML big lot of 250mn shares, selling from Thai Prosperity Fund, the 2nd largest shareholder, to Country Group Holding Plc. at average price of THB 1.10. The changes of the shareholders did not

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

the Company’s prosperity in the near future.

, Prosperity, Sustainability” goals. The SEC will take into account the interests of stakeholders, society and the environment to develop a sustainable capital market in support of a strong national economy for

of recipients with little impact on public prosperity. ❑ Levered firms may not prefer some benefits from tax shelters. ❑ E.g. short-term loan and loan guarantee programs ❑Market participants/regulators

เพือ่พลเมอืงโลกรุ่นต่อไป (3) เศรษฐกจิและความมั่งค่ัง (Prosperity) ส่งเสริมให้ประชาชนมีความเป็นอยู่ที่ดแีละสอดคล้องกบัธรรมชาต ิ(4) สันตภิาพและความยุติธรรม (Peace) ยึดหลักการอยู่รว่มกนั อยา่งสันต ิมีสังคม

SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...

for capital raising and mobilization, and become an effective catalyst for sustainable progress and prosperity of the Thai capital market in the years to come. Thailand economic direction is driven by a

, our capital market is poised to play an even greater role in Thailand’s sustainable progress and prosperity in the years to come. M E S S A G E F R O M T H E S E C R E T A R Y - G E N E R A L Thirachai