Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. dishonestly deceived the investors by asserting false statements in order to induce the investors to believe that the

insured has died by redeem investment units exceed than the time period specified in the scheme. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 13/2020 Dated 20/05

Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to exceed

exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6

management company in case of redemption payment process when the insured has died by redeem investment units exceed than the time period specified in the scheme. The amount of fines does not include daily

acquired IHL shares through others, causing his aggregate shareholding of IHL to exceed trigger point at 25 percent of the total number of IHL securities sold, but he failed to make the tender offer for the

the Stock Exchange of Thailand ("SET") and the SEC Office no later than the date of submission such annual report to shareholders but the submission shall not exceed 4 months from the end of