Information (Part II) (A) The registration statement (B) Prospectus [ ] 3. Certification of Information Accuracy (Part III) [ ] 4. Evidence on the appointment of an authorised person of CIS Operator Please
) [ ] [ ] 2. Key Information (Part II) (A) The registration statement (B) Prospectus [ ] 3. Certification of Information Accuracy (Part III) [ ] 4. Evidence on the appointment of an authorised person of CIS
) “prospectus” means a prospectus which is identical to a draft prospectus filed with the SEC Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing
securities company and a securities underwriter in the amount of twenty percent or more of the total paid-up shares with voting rights of the securities company and the securities underwriter; (11) “prospectus
Operator ( issued by Qualifying CIS Operator ) [ ] 7. Evidence on the appointment of an authorised person of the Qualifying CIS Operator ( issued by Qualifying CIS Operator ) [ ] 8. Master fund’s prospectus
information which is given in the prospectus or which is aimed to be educational or to provide facts without the intention to promote sales of investment units, services or the operation of fund management, or
media or objects. This does not include the information which is given in the prospectus or which is aimed to be educational or to provide facts without the intention to promote sales of investment units
fund under its management in accordance with (2)(3)(4) or (5) of Paragraph 1 of Chapter 11 shall be disclosed in the prospectus for the offer for sale of units of the mutual fund and in the report of
of purchaser, representing the right of the holder of such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus
investors to examine or for submission to the Office upon request. Clause 4. The mutual fund management company shall arrange to have a statement in the summary prospectus under warnings and recommendation