Office shall have the authority to exempt the derivatives broker from the requirement of the proportion of independent directors in Paragraph 1 on a temporary or permanent basis. In this regard, the SEC
(1) List of major shareholders Identify the names of the following shareholders, the number of held shares and the latest shareholding proportion of the total shares. In this regard, the shareholding
Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The shareholders’ structure and the shareholding proportion of a limited
Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the
Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the
Commission hereby issues the following regulations: Clause 1 Notification of the Securities and Exchange Commission No. KorKhor. 16/2551 Re: Approval for Undertaking of Derivatives Business in the Category of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The Notification of the Securities and Exchange Commission No. Kor Khor. 16/2551 Re: Approval for Undertaking of Derivatives
regulations: Clause 1. The Notification of the Securities and Exchange Commission No. SorNor. 21/2543 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents dated 5 June 2000 shall
. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale
is the legal entity under Clause 5(3) or (4) and obtained the license prior to 1 January B.E. 2555 shall maintain shareholding proportion by the commercial bank or securities company which obtains a