2017 > CG Code > Part 2 Guidelines and Explanations (Principle 1 - 4) CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
may be summarized as follows: 1. Criteria for allocation of IPO shares The definition of “sponsors" – persons who have done favours which clearly benefit the company, such as customer, supplier
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
board structure, in terms of size, composition, and the proportion of independent directors so as to ensure its leadership role in achieving the company’s objectives. Principle 3.2 The board should select
follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category of inter - dealer brokerage shall- (1) not have shareholder or controlling