Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech
Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
Mr. Supakorn Soontornkit Between September 7, 2017 and July 11, 2019; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset
Mr. Supakorn Soontornkit Between March 20, 2017 and September 18, 2018; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset
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UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
MFC Asset Management Public Company Limited On July 1, 2019 and May 29, 2019, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules, conditions, and
MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules