promptly identified, managed and mitigated, and that the company’s governance framework provides for the consideration of stakeholder rights. Principle 7.4   The board should ensure sustainability reporting

) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for

with respect to business operation; (5) have operational system promptly for providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage

financial status. The board and management should ensure that any threats to the company’s financial liquidity and solvency are promptly addressed and remedied.  7.2.2 The board should ensure that it does not

operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system and human resources promptly for operating

operational system, human resources and working capital promptly for operating securities business in the category of mutual fund management as specified in Clause 3 or Clause 4, as the case may be. Clause 12

operational system and human resources promptly for operating securities business in the category of mutual fund management as specified in Clause 3. Clause 11 The licensee to operate securities business in the

capital promptly for operating securities business in the category of mutual fund management as specified in Clause 3 or Clause 4, as the case may be. Clause 12 Fees shall be prescribed as follows: (1

continuously and promptly. 3.9.3 The board should have a mechanism that allows each board member and management to propose the inclusion of relevant items on the meeting agenda. 3.9.4 Meeting documents should be