Foreign Auditor (General case) Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) No. SEC.KorSor.(Wor) 48/2563 Subject Promotion
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
promotion and development ; the Capital Market Supervisory Board issuing rules and regulations; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and
securities purchasing order while being aware that oneself or an associate has made an order to sell the same securities or will do so at a similar amount and a similar price within a similar period of time
Board Our Structure SHARE : Detail Content SEC Board The SEC Board oversees the overall capital market and formulates policies for promotion and development under the Securities and
collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
to the date of filing. Not being an auditor of the company, its parent company, subsidiary, associate company, a major shareholder, a controlling person, unless such foregoing relationships have
, Engagement, AIGCC Ms. Ally Chin, Sustainable Investing Associate, Fidelity International Ms. Corrine Png, Regional Head of Equities Research and Stewardship, AIA Group / AIA Investment Management Ms. Enci Wang