the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
each accounting period of six months. Such publications shall be posted in a prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall
specialist audits or audit clients in a specialist industry (e.g. financial institution) obtain/maintain the required specialist knowledge Do the firm have special training/or tailor made for specific client
property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information
; (b) a specified property fund; (2) the advertisement shall be made in print or electronic media; (3) the presentation of the estimated return or the auto-redemption rate shall not be more prominent
outbound product which is a debt instrument approved to be offered for sale in a debt issuance program by the regulator under (2) for each specific investor (tailor-made product); (c) any case other than (a
an outbound product which is a debt instrument approved to be offered for sale in a debt issuance program by the regulators under (2) for each specific investor (tailor-made product); (c) any case
the game) (ข) เป็นผลิตภัณฑ์จากต่างประเทศที่เป็นตราสารหนี้ที่ได้รับอนุญาตให้เสนอขาย ในลักษณะโครงการ (Debt Issuance Program) จากหน่วยงานกำกับดูแลตาม (2) เพื่อผู้ลงทุนแต่ละรายแบบเฉพาะเจาะจง (tailor-made
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business