Complaint Form Against SEC Executive and Officer Information of Complainant Mr. Mrs. Ms. Name:…………………………………Surname:…………………….. ID Number/ Passport ID: ………………..………………..………………..………………….. Aged
-General Enclosures: 1. Photo scan of the Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered Funds between Hong Kong Special
. ……………………………… Surname : ………………………………… ID number/Passport ID : ……………………...…………………………..………………………………… Gender : Male Female Aged : ………………….. Nationality : ………………………………….. Email