Facebook Page ชื่อ Manage future trade : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
Facebook page “Manage Mutual Funds” impersonates “BBL Asset Management Co.,Ltd” : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on t...
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information sharing amongst regulators in light of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7715 SEC and SET run a joint public hearing on the proposed prohibition of investment company
. Two Electronic Transaction Acts: 4.1 Electronic https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201908/19086220.pdf SEC and SET run a joint public hearing on the proposed prohibition of