Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

Supervisory Board governing subscription, underwriting and allotment of newly issued securities. Clause 7. The prohibition of securities subscription under Clause 5 or the prohibition of securities allotment

prohibition of securities subscription under Clause 5 or the prohibition of securities allotment under Clause 6 shall not apply to the following cases: (1) underwriting of securities offered for sale to the

issued for capital increase on the SET, Mr. Somprasong Panjalak and Mr. Surachet Chaipatamanont can gradually sell their Shares that are subject to the prohibition of sale at 25 percent of the total number

Panjalak can gradually sell their Shares that are subject to the prohibition of sale at 25 percent of the total number of newly issued shares that are subject to the prohibition of sale. (2) to allocate

that are subject to the prohibition of sale at 25 percent of the total number of newly issued shares that are subject to the prohibition of sale. (2) to allocate 100,000,000 newly issued shares at the

that are subject to the prohibition of sale at 25 percent of the total number of newly issued shares that are subject to the prohibition of sale. (2) to allocate 100,000,000 newly issued shares at the

whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited

Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the