) The Department of Business Development, Ministry of Commerce The Revenue Department, Ministry of Finance International Federation of Accountants International Forum of Independent Audit Regulators
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
) Related Forms Application Form for Approval (Form 19-1) Form for Certification of Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading
Financial Institutions Businesses Act for not less than 4 years. (4) being attached to only one qualified audit firm; (5) not possessing any prohibited characteristics as prescribed by the SEC. Audit Firm
SEC. The mutual fund that provide beneficial interest for investors in the form of a life or healthcare insurance and the money market fund with constant NAV are prohibited from applying for automatic
) Dividend payment by issuing investment units to unitholders is prohibited. Retained Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual
the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and person holding executive position as a division manager or an equal position responsible
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
financial disclosure system of the entities and auditors, the SEC has revised the rules on approval of auditors by prescribing additional qualifications and prohibited characteristics of auditors, as well as