=951 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
=951 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
enhance rules that prohibit board members, key execu- tives, controlling shareholders and other insiders from taking business opportunities that might otherwise be available to the company. At a minimum
, including market intermediaries and listed companies.1 The SEC and capital markets are governed by the Securities and Exchange Act 1992 (SEA). The SEA has a wide-ranging scope and was amended in 2008 to
=9685 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
=9685 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
) measures to be implemented in the case of emergency which may affect the provision of services as a securities clearing house or central securities depository, with a defined scope that covers possible