period, and an annual report on results of the operation to be presented to the general meeting of the associations. A copy of balance sheet and the annual report must be submitted to the SEC by the
For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage rate of NAV or net asset value of the mutual fund; (2) A performance based management
For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage rate of NAV or net asset value of the mutual fund; (2) A performance based management
other channels accessible by all unit holders to execute transactions. Trust certificate holder meetings Organization of trust certificate holder meetings A REIT Manager shall organize an annual general
affected by dilution – the company must disclose clear and sufficient information in the notice calling shareholders' meeting and the shareholders are granted the right to vote or to veto. Securities holders
) To be filed within 21 days from the date approved by shareholder meeting, but not more than four months after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular
for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public offering for sale of the investment units of the mutual fund that has been approved; 3
for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public offering for sale of the investment units of the mutual fund that has been approved; 3
) Application for the Offer for Sale of Securities (Form 69-1) Annual Registration Statements (Form 56-1) Annual Report (Form 56-2) Certification of Financial Statements (form 56-3) Checklist for Form 56-1
information of such foreign fund is made publicly available. i.e. A 6-month report/an annual report: (1) In a printed/ CD; (2) Publicized on the mutual fund management company's website, provided that the