that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
capital put items on the general meeting agenda? Ans. Yes พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/28 1/1 6 Must Buyer's annual financial statements be audited by an external auditor? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ
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securities industry and reporting to the SEC Board. The CMSB comprises: Chairman is SEC Secretary-General; Board members , i.e.: 1. SEC Deputy Secretary-General assigned by SEC Secretary-General 2
securities industry and reporting to the SEC Board. The CMSB comprises: Chairman is SEC Secretary-General; Board members , i.e.: 1. SEC Deputy Secretary-General assigned by SEC Secretary-General 2
Content Capital Market Supervisory Board Ms. Jomkwan Kongsakul Deputy Secretary-General Board Member, Capital Market Supervisory Board Education M.B.A. (Finance and Marketing), Sasin
Information (IOSCO MMoU) The SEC became a signatory to the IOSCO MMoU at the IOSCO Annual Conference in 2008. This milestone reflects the SEC’s continued commitment to removing limitation on enforcement
Content Capital Market Supervisory Board Mr. Pornchai Thiraveja Director General of the Fiscal Policy Office Board Member, Capital Market Supervisory