supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
in the assessment during February 2019 and received the overall assessment result of Broadly Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main
in the assessment during February 2019 and received the overall assessment result of Broadly Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main
of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand and approved by the Minister of Finance. Fund mobilization The Ministry of Commerce was responsible for
than the regulated entities under our own supervision. The governance framework was approved by the SEC Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness
final decision. Summary The overall results of the Doing Business Survey 2020 for Thailand on the topic of Protecting Minority Investors have shown a progress from the previous year. This is because
final decision. Summary The overall results of the Doing Business Survey 2020 for Thailand on the topic of Protecting Minority Investors have shown a progress from the previous year. This is because
และจุฬาลงกรณ์ มหาวิทยาลัย (3) Tris Rating Thailand ได้รับการขึ้นทะเบียนเป็น Approved Verifiers ภายใต้ Climate Bonds Standard ของ CBI (นับเป ็นผู ้ประเมินภายในประเทศรายแรกในไทย) ในหมวดธรุกิจขนส่งทีเ่ป็นม