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Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
the country. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC SHARE : For More Information ContactUs SEC Help
การเงินของประเทศ จึงได้เข้าร่วมโครงการ FSAP เพื่อประเมินประสิทธิผลของภาคตลาดทุน เทียบกับมาตรฐานสากลของ IOSCO Objectives and Principles for Securities Regulation (“IOSCO Principles") จำนวน 37 ข้อ 3