Bitkub Online Company Limited Between January 6, 2021 and May 28, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient systems
provided the collection and assessment of customer information (Know Your Customer / Customer Due Diligence) (KYC/CDD) systems for Satang to operate its business in accordance with relevant laws, regulations
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
to commit offense in using Mr. Krirkkrai securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the financial statement for the year 2019 within
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the management discussion & analysis (MD&
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a financial statement for the year 2021 through the transmission system
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a key financial ratio report for the year 2021 through the transmission
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020