the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
market will be developed towards greater efficiency, trustworthiness, gaining recognition and interests from investors and parties wishing to raise fund at an international level. Participating in
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles
Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles
Minority Investors have shown a progress from the previous year. This is because, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to
Minority Investors have shown a progress from the previous year. This is because, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to
through assistance and information sharing to enhance supervisory efficiency and enforcement. So far, the SEC has signed MoUs, Letter of Intent and Exchange of Letters for Cooperation with 28 foreign
) คุณธรรม จริยธรรม (Moral and ethics) 2. การบริหารจัดการ การปฏิบัติหน้าที่ให้บรรลุวัตถุประสงค์ ซึ่งรวมถึงหลัก ความมีประสิทธิผล (effectiveness) ประสิทธิภาพ (efficiency) ตอบสนอง และสร้างคุณค่าให้ผู้มีส่วน