brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom

purchasing and sharing of gain or other receiving from the investments. 1.6 Interest on margin loans means remuneration receiving from lending money for securities purchasing. 1.7 Share of profit of

liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.

. The disclosure shall include at least the proportion contributing more than 10 percent of the total income in the profit and loss statement of the latest financial year. Such income information shall be

profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.

the audit client and no specific element of the remuneration of a member of the audit team is based on this 11 Gifts / Hospitality: Should explain the nature and value of gifts and hospitality that may

line or business group in the table below. This shall include at least those contributing more than 10 percent of the total income in the profit and loss statement of the latest financial year. If the

Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form

of the Office, the determination of salary and other remuneration as well as welfare and assistance; (5) any other activities to be implemented according to the objectives of this Act. All rules

ในบริษัทย่อยและบริษัทร่วม (Share of profit of subsidiaries and associates) หมายถึง ส่วนแบ่งผลกำไรในบริษัทย่อยและบริษัทร่วมที่บริษัทรับรู้ตามสัดส่วนการถือหุ้นในบริษัทดังกล่าว 1.8 รายได้อื่น (Other