proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds thereform to invest in, or procure for profit from
thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management"2 means the
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
for the offences committed through negligence or minor offences; (4) having been a political official or having been in any position in a political party except he has vacated such position not less
to inside information, including employees, workers or colleagues of the aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016