proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds thereform to invest in, or procure for profit from
thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management"2 means the
operation of securities exchange including rules relating to financial resources, systems, supervision of members, listed securities, corporate governance, prevention of conflicts of interest, dispute
/1 Governance of Publicly Traded Company – Section 89/1 to Section 89/32 of the Securities and Exchange Act B.E. 2535: “CHAPTER 3/1 GOVERNANCE OF PUBLICLY TRADED COMPANY SECTION 89/1 In this Chapter
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
the public in accordance with the provisions under Chapter 3/1: Governance of Publicly Traded Company; (3) any document or information submitted or disclosed to the SEC Office or the shareholders, as
governance of listed securities issuers; (5) measures to prevent and resolve conflicts of interest; and (6) efficient and fair arrangement for the handling of complaints or disputes. In the case where the SEC
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange