finance director, in seeking improper benefits from the rental and buy-back of advertising billboards. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.281/2

another person’s securities trading account in such a way as to take advantage of other persons by using material non-public information relating to the performance of IT. IT’s net profit of the year 2012

) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million

Profit Gain Asia Ltd. Between April 10 to 28 August , 2014 Profit Gain Asia Ltd. (“PFAL”) , fail to reported the disposal of Natural Park Public Company (“N-PARK”) which changed its name to U City

Renaissance Fund Management LTD Renaissance Fund Management LTD failed to prepare the balance sheet and the profit and loss account for the first six months of the financial year 2019 by posted in a

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement

the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. The inquiry official sent the case back

by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement Committee. SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official

sent the case back to the Settlement Committee. SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 09/05/2023

director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of