financial institution established under other laws; (2) have another securities company held its shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the
capacity to continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not
net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from
) / acquisitions/ dispositions of assets no restrictions subject to transaction sizes 10. Return payment > = 90% of net profit 11. Establishment contract of a trust (a Trust Deed) at a minimum as specified by laws
investing in real estate projects without having to put up a sizable outlay as normally required in a direct investment in real estate. Furthermore, the investment is professionally administered by experts in
. Return payment > = 90% of net profit 11. Establishment contract of a trust (a Trust Deed) at a minimum as specified by laws + restrictions in transfer of trust units with provisions in more details
the accounting periods that the mutual fund have retained earnings or net profit, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2
> Business Operators > Regulatory Summary Regulations SHARE : Detail Content Regulatory Summary Regulatory Principles Paid-Up Registered Capital Net Capital Rule (NCR) Audit Committees of Securities
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee The Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re