independent director) Main duties of a Trust Settlor/Trust Manager Apply for approval of an offer for sale of units with the SEC Formulate strategies and operational plans of the trust Invest and seek
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
> Ministerial Regulations > MRSArchive Ministerial Regulations SHARE : Detail Content Archive No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
about the investme nts and any conflict s of interest; (6) Any other information about the private fund to protect the client's interest. Nevertheless, the provisions shall not apply to Government
about the investme nts and any conflict s of interest; (6) Any other information about the private fund to protect the client's interest. Nevertheless, the provisions shall not apply to Government
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to