such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus" means any document issued for the purpose of inviting
money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus" means any document issued for the purpose of inviting any person to subscribe or
proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which
account of a customer; (b) profit or any other benefit resulted from derivatives transaction for the account of a customer; (c) warehouse receipt, bill of lading, or any other instruments which represent
; (3) the benefit arising from commingled property belongs to the trust. The commingled property under the first paragraph shall include the property that is transformed into a different form or state
necessary and there is a reasonable ground for the benefit of the trust, the trustee may apply for the SEC Office’s approval prior to the management of trust in a different manner from those stipulated in the
, with trust and confidence in order that the trustee shall manage such property for the benefit of beneficiaries. This meaning includes a document showing the intention to create trust whereby a settlor
in a different manner from the provisions under this Division.” SECTION 9 The following provision shall be added as the third paragraph of Section 56 of the Securities and Exchange Act B.E. 2535, as