Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated

following the date of its publication in the Government Gazette. SECTION 3 In this Act: “trust” means legal relationship arising from a trust instrument. “trust instrument” means a contract whereby a person

trust instrument “trust instrument” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee

their duties as a trustworthy professional [i] with due care and loyalty for the best interest of the unitholders as a whole, and [ii] in accordance with the trust instrument, relevant laws and commitment

law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1. In this Notification and the forms attached hereto: (1) “sukuk” means any financial instrument which contains

PowerPoint Presentation Third Quarter 2022 ESG Integration in Fixed Income Prepared for UN PRI & SEC Thailand September 2022 For Institutional/Investment Professional Use Only. Not for distribution

the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of

to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.

, investor, or other market participant. 2.2 A CRA and its employees should use care and professional judgment to maintain and objectivity. 2.3 factors relevant to assessing the creditworthiness of the rated

● Development of Debt Instrument Secondary Market Expansion of Investor Base and Distribution Channels for Investors and Promotion of Investment Culture ● Additional Mutual Fund Management Licenses in the Thai