Questionnaire No. Particulars Reference /Guidance Notes Description Risk Assessment Process for Governance and Leadership element A1 What are the quality risks in Governance and Leadership element
is appropriate to withdraw - discussing the decision and reasons with management/those charged with governance; - considering whether there is legal / professional / regulatory requirements for the
to key members of client management and those charged with governance? 8 Do engagement partners have the appropriate capabilities, competence, authority and time to perform the role? 9 Are the
through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance that it is aware of the applicable independence
วัดผล Maturity Level 1 (M1) Maturity Level 2 (M2) Maturity Level 3 (M3) Maturity Level 4 (M4) Maturity Level 5 (M5) หมวดที่ 1 การกำกับดูแลและบริหารจัดการด้าน IT (Information Technology Governance) M1 M2
จัดการด้าน IT (Information Technology Governance) M1 M2 M3 M4 M5 ส่วนที่ 1 บทบาทหน้าที่และความรับผิดชอบของคณะกรรมการของผู้ประกอบธุรกิจ บทบาทหน้าที่และความรับผิดชอบของคณะกรรมการของผู้ประกอบธุรกิจ D1 #1 x x
Professional Services 28 Companies Under Rehabilitation 29 Mining 30 Others 2.MAI MAI 2,279.90 8 Services 20.00 1 Agro & Food Industry Resources 400.00 1 Technology Financials Industrial 290.00 2 Consumer
Electronic Components 22 Steel 200 1 23 Construction Services 24 Home & Office Products 25 Property Funds and Real Estate Investment Trust 26 Packaging 27 Professional Services 28 Companies Under
communicated to the group auditor? 6 How does the firm ensure that engagement teams exercise appropriate professional judgment and skepticism? 7 Does the Service Delivery Center perform audit procedures for the
confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging