Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated

academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 1 . An executive of any

or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 31. An executive of any securities

work experience in the management level that is beneficial to management of securities business, or work experience as an academic expert or professional in accounting, finance, business administration

professional in accounting, finance, business administration, economics or law; Clause 2. The person with power of management of the derivatives business operator must obtain approval from the SEC Office. Clause

. The adding skill and developing potential of staffs become the professional in administration and create the good environment for achieving synergy and ready to step to the mutual success sustainable. 6

financial management particularly implementing the cost cutting measures including lowering salary of executives, professional fees and other administration expenses as well as negotiating with counterparties

increase by 0.39 million baht due to cost reduction of advertising and support department increase by 0.69 million baht. Other expenses decreased 0.30 million baht. The cost of administration for the three

of market integrity and investor protection by raising professional work standards and capabilities of both entities and individuals involved with various functions of our capital market such as

PowerPoint Presentation Third Quarter 2022 ESG Integration in Fixed Income Prepared for UN PRI & SEC Thailand September 2022 For Institutional/Investment Professional Use Only. Not for distribution