Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
promotion of appraisal profession; (5) in case of the appointment of a working group to perform duties relating to member supervision or promotion of appraisal profession, the Institute of Appraisal
profession. The audit profession includes, for example: audit firms, professional bodies and bodies or entities associated with the audit profession. Indicators of independence from the profession include: - A
occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money laundering authorities or
client whose occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money
group of companies for the second quarter of 2021 had total revenue of 75.04 million baht, a decrease of 16.35 million baht or 17.89% when compared to the same period of the previous year due to 1.1
. Total revenues of the group of companies for the third quarter of 2021 had total revenue of 101.68 million baht, a decrease of 26.43 million baht or 21.52% when compared to the same period of the previous
related to the profession. The qualifications will be considered from the personnel’s: □(2.1) First name, last name, and education; □(2.2) Work experiences, given with specific information regarding work
be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in