Products (IC complex 1 / IC complex 2 / IC complex 3) Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain) Training Courses - New Courses (Examination
Products (IC complex 1 / IC complex 2 / IC complex 3) Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain) Training Courses - New Courses (Examination
Capital Market Business Qualifications of Applicants for Approval of Applicants for Approval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex Products
. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
Mutual Fund > Fees Regulations SHARE : Detail Content Management of Mutual Fund 18. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined
Mutual Fund > Fees Regulations SHARE : Detail Content Management of Mutual Fund 18. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined
holding of investment units more than one-third of the units outstanding (if any); Iist of fund managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the
managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual
(“HK-TH MRF") aims to facilitate cross-border offerings of funds between Hong Kong SAR and Thailand with a view to enriching the types of financial products offered and deepening the mutual access