Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3) Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022
Mr. Telapon Sinchai During 7 July 2020 – 2 November 2020 Mr. Telapon Sinchai and Ms. Uraiwan Sae-lee colluded to manipulate the price of Multibax Public Company Limited (“MBAX”) share by placing a
Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub as a private fund manager, managed a private fund without honesty and care to preserve the interests of the
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
make false entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the
entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the NMG's
Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows