fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
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system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting
system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting
resulting from the amalgamation/merger; 4.4 Procedures, detailed steps, and duration of the process; 4.5 Rights of the unitholders; 4.6 Report on projected financial position of the mutual fund to be
resulting from the amalgamation/merger; 4.4 Procedures, detailed steps, and duration of the process; 4.5 Rights of the unitholders; 4.6 Report on projected financial position of the mutual fund to be
unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its website and at every office of the company for the trading of the investment units and the
unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its website and at every office of the company for the trading of the investment units and the
period shall not be longer than three business days. (6) The mutual fund is in the process of dissolution, as the mutual fund management company considered that dissolving the fund after the redemption of