fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
> Complaints / Whistleblowers > Complaint Handling Procedure Contact us SHARE : Detail Content SEC Complaint Center Complaint Handling Procedure How to file a complaint: Please provide
case of closing the register in accordance with Section 60 of the Public Limited Companies Act, the company should consult with the Ministry of Commerce regarding the proper procedure for the matter
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account opening ● Documents/evidence on an investment, for instance: Transfer documents such as a pay-in slip
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
Fund > Management of Mutual Fund > Procedure for dissolution of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 19. Procedure for dissolution of mutual fund 19.1 Causes for