SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as

offering of newly issued shares. The company granted an approval under Paragraph 1 shall proceed as follows: (1) in case of a public offering whereby the subscribers shall be the shareholders of the company

application for renewal of approval as auditor in the capital market, the SEC Office shall proceed according to the procedures and the periods of time as prescribed in Clause 8 and Clause 9. During the filing

financial instrument to seek benefits in the forms that comply with the Islamic principles; (c) determining clearly in advance the conditions for reimbursement of the investment capital and rate or proportion

pattern, and earnings streak are interchangeably used throughout the paper. By these words I mean a string of consecutive increases in quarterly earnings defined in section 4.1. 3 in turn, leads to a

the applicant to clarify, take action or submit additional documents and evidence within the period of time prescribed by the SEC Office. 4 In cases where the applicant does not proceed in accordance

second phase of lockdown relaxation in the middle of May, the production and the sales started recovering . Anyhow, the Company proceed with the preventive action continually . Along with, carefully

clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests.   Due to its failure to

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

(urgent case), effective since 11 March 2019. The SEC views that since IFEC Board of Directors is now eligible to form a quorum, the company should be able to proceed and seek solutions for the pending