charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
Education MBA (Banking And Finance), North Texas State University,USA Bachelor of Science, Chulalongkorn University Current Positions Chairman, PTT Exploration and Production PCL Commissioner
Education MBA (Banking And Finance), North Texas State University,USA Bachelor of Science, Chulalongkorn University Current Positions Chairman, PTT Exploration and Production PCL Commissioner
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
Agency Experiences Director, Islamic Bank of Thailand Vice Chairman, Thailand Post Company Limited Director, PTT Regional Treasury Center Pte.Ltd. (PTTRTC) Director, MFC Asset Management Public
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
, however, the public relations department may be responsible for the job. In such case, must the job be transferred back to the company secretary? And how should the company proceed? A: By law, the company
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities