responsibility for private fund management. Directors, managers and persons with managerial authority who are responsible for managing private fund for legal entity under the first paragraph shall also have
persons with managerial authority who are responsible for managing private fund for legal entity under the first paragraph shall also have qualifications specified under Sub-clause (3) and (4) Where the
charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
Board of Directors, Bank of Thailand Executive Chairman, Thailand Future Foundation Director and Managing Partner, The Advisor Company Limited Visiting Professor of Economics, Sasin Graduate Institute of
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
Committee of the BOT Chief Investment Officer, Deputy Managing Director, TISCO Asset Management Co., Ltd. Director of TISCO Asset Management Co., Ltd Director of Fitch Rating (Thailand) Co., Ltd
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following