Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
, the SEC Office shall consider and proceed in accordance with the regulations regarding possession of prohibited characteristics in Group 3 under Chapter 7. Clause 25 In case personnel in the capital
recognized by the SEC Office; Clause 24 In case personnel in the capital market business have breached or failed to comply with Clause 23, the SEC Office shall consider and proceed in accordance with the
documents and evidence kept in correct, complete and verifiable manner; (9) having criteria and other measures in order to proceed as follows: (a) notifying order and delivering evidentiary documentary
Statistics of Criminal Actions (As of 31 December 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 3 17 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of
manner of deceit, fraud or dishonesty relating to offences against property as specified as prohibited characteristic in Group 2 under Clause 30; (3) having a reasonable ground to believe that there is a
rehabilitation on 15 November 2017. The main reasons of the Company filing the rehabilitation are; - This is for the Company to negotiate as well as finding solution with creditors and able to proceed necessary
and able to proceed necessary actions in order to continue its business as normal. - The steel business is considered as the upward trend and strong demand for Thailand which is in line with economic