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ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on
. of audit firms being assessed on quality control system according to the risk-based approach. Remark: The increase ratio of auditors in each tier “[+ increase/- decrease]” is derived by the number of
; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent
shareholders meeting for their consideration in accordance with the relevant laws and regulation. The resolution was thus in accordance with the plan and procedure approved by the AGM No.28/2017 held on April 24
not categorized as the Company’s connected transaction to the Notification of the Capital Market Supervisory Board No. TorChor 21/2551; however, it is considered under the rule and procedure concerning
, it is considered under the rule and procedure concerning the acquisition of assets of listed companies. Since the highest transaction size in this case is equal to 0.94 percent, which is determined by
both the bottom-up (or specific company) approach, and the top- down (or systemic issues) method, in designing its annual engagement plan. It is important to note that some companies do remain on
instruments; (7) The determination of guideline for complaint acceptance and handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related
Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year