Fund > Management of Mutual Fund > Procedure for dissolution of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 19. Procedure for dissolution of mutual fund 19.1 Causes for
Fund > Management of Mutual Fund > Procedure for dissolution of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 19. Procedure for dissolution of mutual fund 19.1 Causes for
nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account opening ● Documents/evidence on an investment, for instance: Transfer documents such as a pay-in slip
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower Inquiries Complaint Forms Complaints / Whistleblowers Matters under the SEC
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
to reduce fees or expenses, the company shall disclose the information to the unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its