SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
(2) and deemed to be the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557
techniques from experts to turn thousands into million baht as well as capital market business strategies from modern trade executives.
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
willing to support such study. In this respect, the Department of Business Development informed that the proposal for amendment of the Accounting Professions Act B.E. 2547 is being considered while SEC
exchange services and wallet services at our BX.in.th website in order to focus on other business opportunities.This means that after September 30th 2019 all trading on the BX.in.th will be stopped…the
ผู้แนะนำการลงทุนสาขาแห่งหนึ่ง โดยพบว่ามีการส่งคำสั่งซื้อขายสัญญาซื้อขายล่วงหน้าที่อ้างอิงราคาหุ้นของบริษัทจดทะเบียนในตลาดหลักทรัพย์ที่มีการซื้อหรือขายในปริมาณมากในลักษณะ Block Trade (Single Stock
SEC Secretary-General Ruenvadee Suwanmongkol, as a Chairperson of Business Security Law Drafting Task Force under the Prime Minister’s Office Order No. 257/2560 Re: Appointment of Business Security