The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
The Securities and Exchange Commission (SEC), led by the management team and staff, participated in blood donation for royal charity in commemoration of the Birthday Anniversary of His Majesty King
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration bet...
more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha
more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha
more than 600 representatives from companies and organizations in the capital market. The Capital Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King
more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha
of Finance (MOF) by H.M. King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua. The ceremony was presided over by Mr. Krisada Chinavicharana, Deputy Minister of Finance, at Wat Chinorasaram Worawihan
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments