fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
case of closing the register in accordance with Section 60 of the Public Limited Companies Act, the company should consult with the Ministry of Commerce regarding the proper procedure for the matter
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stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
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/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account
system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting
system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting