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, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
operators, professionals, and listed companies, and become important tax units that create sizable revenue to the country. As the Thai capital market has been developed to become increasingly efficient and
development of regulatory frameworks in Thailand. Capital Market Sector Thailand's capital market is assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC SHARE : For More Information ContactUs SEC Help
การเงินของประเทศ จึงได้เข้าร่วมโครงการ FSAP เพื่อประเมินประสิทธิผลของภาคตลาดทุน เทียบกับมาตรฐานสากลของ IOSCO Objectives and Principles for Securities Regulation (“IOSCO Principles") จำนวน 37 ข้อ 3