-- DRAFT Principles -- (Unofficial Translation) PAGE (Unofficial Translation) - 2 - Readers should be aware that only the original Thai text has legal force and that this English translation is
market. Division 2 Principle for business operation of an intermediary _____________________________ Clause 3 For legitimacy of business operation, an intermediary is obligated to the principles as
shall include the information on the court trying the case, the commencement date, the parties, the cause of action, the progress of the case as well as the names of the directors, executives or
operation, an intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives
สมาคม บลจ. ได้ประกาศใช้แล้ว - วินัยของภาคธุรกิจ: ผลักดันให้บริษัทจดทะเบียนเปิดเผยนโยบายการต่อต้านคอร์รัปชันโดยการประกาศเข้าร่วม Collective Action Coalition Against Corruption (“CAC”) แล้ว 344 บริษัท (61
. In this regard, if the intermediaries proceed differently from this practice guidelines, the intermediaries shall have an obligation in proving that such proceeding is still under the principles and
) principles for contacting and providing services to clients, intermediaries remain obliged to continue following such principles, as prescribed in Clause 30(1) of the Notification of the Capital Market
the circumstances. The evaluation of performance and the calculation of the net asset value of each fund shall conform to the recognized academic principles or international standards as prescribed by
to ensure that any preparation and giving of advice adheres to the generally-accepted principles and that such advice is substantiated by reliable documentation, including taking into consideration
order of importance; 6.3.3 The Company may disclose action in other matters in accordance with the corporate governance principles in preparation for assessments, for example, Corporate Governance Report