PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 01/01/2009 - 04/09/2009

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 01/01/2010 - 20/08/2010

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Sector Fund | Offering Date : 21/03/2011 - 05/04/2011

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Foreign Investment Fund : FIF | Offering Date : 25/07/2011 - 11/08/2011

found that Bantherngsak gave the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund

the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 10/11/2014 - 14/11/2014

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 22/09/2014 - 26/09/2014

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund,Foreign Investment Fund : FIF

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund,Foreign Investment Fund : FIF | Offering Date : 20/09/2011 - 26/09/2011