establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
> The SEC Office's organization structure Our Structure SHARE : Detail Content The SEC Office's o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters. As the Thai capital market is dominated by retail investors, the SEC has
the list of licensed securities companies, please click SEC Check First . For the list of companies / websites liable to undertaking securities business without license, please click Investor Alert
the clarification of the person(s) against whom the complaint is filed, and whether an explanation is sufficient for further legal proceeding; ● In case of a dispute between an investor and an
/ บุคคลที่อาจเข้าข่ายประกอบธุรกิจโดยไม่ได้รับใบอนุญาต ท่านสามารถตรวจสอบได้จาก Investor Alert บริษัทจดทะเบียน บริษัทจดทะเบียนเปิดเผยข้อมูลไม่ถูกต้อง / ไม่ครบถ้วนในงบการเงิน แบบ 56-1 หรือ รายงานประจำปี
Leadership Programme for Securities Regulators สิงคโปร์, APEC Financial Regulators Training Initiative หัวข้อ Enhancing Listing, Liquidity and Investor Participation in Emerging Market Stock Exchanges ณ ประเทศ